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Jobs: Compliance / RegulatoryCompliance / Legal
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31-60 of 318 Jobs Company Location Date
Compliance Director
Nelson Scott Limited
Salary: Neg
UK-South West 07 Oct
Due to continued expansion, this regional Accounting group, that incorporates Financial Services,Investments and Corporate Fi...
Compliance Analyst
Morgan McKinley
Salary: Up to 60,000 dependent up...
UK-London 07 Oct
We have an excellent opportunity for a compliance candidate with Monitoring and Review experience within a financial services...
Senior Control Room Officer- Investment Banking.
Morgan McKinley
Salary: Excellent
UK-London 07 Oct
A leading, global investment bank requires an experienced Compliance specialist to join their Advisory and Central Compliance...
KYC analyst (German speaking)
Morgan McKinley
Salary: up to 45k dependent upon...
UK-London 07 Oct
Our client, a leading investment bank requires a German-speaking KYC analyst to join a dynamic team of 9. This role will requ...
Control room officer
Morgan McKinley
Salary: competitive
UK-London 07 Oct
Our client, a leading docklands-based Investment bank is currently recruiting a control room officer to join their team of 4,...
European Pooled Funds Compliance Manager
Morgan McKinley
Salary: Highly Competitive
UK-London 07 Oct
A global leader in asset management is looking for a compliance manager within the retail function of their European Investme...
Investment Compliance - AD
Morgan McKinley
Salary: Highly Competitive
UK-London 07 Oct
A global asset management house is looking for an experienced compliance professional to join its Investment Compliance team....
Compliance Director - Lloyd's Broker - Exclusive
Not Disclosed
Salary: £65,000 + generous bonus...
UK-London 07 Oct
We are exclusively instructed by our client, an established Group with a strong balance sheet incorporating a Lloyd's broker,...
Compliance Executive - Fixed Income & Equity
Not Disclosed
Salary: £40,000
UK-London 07 Oct
This is an excellent opportunity for a compliance executive to join a global investment management house.
Banking Finance Lawyer
Société Générale - UK
Salary: Not Displayed
UK-London 07 Oct
This is a newly created role, due to an increase in workload for the Legal Department and in line with the proposed expansion...
Compliance Officer (Director)
Deutsche Bank
Salary: Highly Competitive
UK-London 07 Oct
Major Coverage responsibilities: GME Sales & Trading Business Lines: Emerging Markets (trading, sales, & structuring)...
Senior Compliance Manager
Change
Salary: £on application
UK-Edinburgh 07 Oct
Prestigious Investment Managers based in the heart of the City have a senior opportunity within their Compliance function. Wi...
AML Team Leader (Investment Bank)
FSS
Salary: £40001-80000
UK-London 07 Oct
AML Team Leader

FSS are working with one of the worlds leading Banking organisations that is currently recruiting...
MLRO - Investment Banking
FSS
Salary: £40001-80000
UK-London 07 Oct
Money Laundering Reporting Officer, Investment Banking

FSS are currently working with a leading international b...
Practice Lead – Risk Management, Regulatory and Compliance – Consulting - Financial Services
S&H Consulting
Salary: Base to circa £150K+ Exce...
UK-London 07 Oct
Leading Financial Services Consultantcy seeks Pratice Lead for Risk Management, Regulatory and Compliance. Clients include re...
ENFORCEMENT MANAGER
McGregor Boyall
Salary: £ EXCELLENT TAX FRE...
UK-London 06 Oct
Prestigious Dubai based financial services institution currently seeks a Regulatory Enforcement Manager able to act in the ab...
Senior Counsel VP
State Street
Salary: Excelllent + benefits
UK-London 06 Oct
State Street is looking for a Senior Counsel VP
Investment Compliance Officer – Sentinel
ConinghamLee Ltd
Salary: £45k
UK-London 03 Oct
Company: Our client is a subsidiary of a well known UK based Investment bank with over £4billion funds under management.
Risk and Compliance Manager for the Financial Services Practice
PricewaterhouseCoopers Be...
Salary: competitive salary
Belgium-Brussels Region 03 Oct
As Risk and Compliance Manager for the Financial Services Team, you will advise and assist our financial services clients in...
2 Compliance Officers – Arabic or Mandarin
Jonathan Wren
Salary: Market
UK-London 02 Oct
This is an excellent opportunity to join a entrepreneurial and fast growing financial institution to provide high quality sup...
Commodities Trading/Compliance - International Travel
McGregor Boyall
Salary: £According to Candi...
UK-London 02 Oct
A fantastic opportunity has arisen to join the compliance function of this global trading entity. Joining an independent u...
CONTROL ROOM OFFICER
McGregor Boyall
Salary: £55K-£60K
UK-London 02 Oct
An excellent opportunity has arisen at this highly reputable financial institution within their Control Room function. The su...
Compliance Analyst/Disclosures
McGregor Boyall
Salary: £ According to Cand...
UK-London 02 Oct
Global investment banking player is currently looking for a compliance analyst to join its Disclosures team. A confident w...
RFP WRITER
McGregor Boyall
Salary: £EXCELLENT
UK-London 02 Oct
Excellent opportunity has arisen at one of the world's most reputable asset management houses. The purpose of the role is...
OTC DERIVATIVES COMPLIANCE
McGregor Boyall
Salary: £70k-£80k
UK-London 02 Oct
A superb regulatory role currently exists within the growing and commercially successful Sales and Trading area of this well...
Director of Capital Modelling, Top UK Bank
JP Banking Solutions
Salary: £80k - £100k + bonus + be...
UK-London 02 Oct
Excellent opportunity to work within a Tier 1 Global Retail & Commercial Bank, based in London, within the Capital Strategy t...
Head of Risk Control Unit - Corporate Banking, London
JP Banking Solutions
Salary: £45k - £55k + car/allowan...
UK-London 02 Oct
Head of Risk Control Unit - Credit & Operational Risk, Corporate Banking Our client is a leading UK Bank. They are keen to...
Compliance Manager - Real Estate
PSD Group
Salary: £60k
UK-London 01 Oct
My client are one of the biggest active Asset managers in the UK and are in search of a Compliance professional to join their...
Compliance Officer
PSD Group
Salary: £50k - £80kl
UK-London 01 Oct
My client have been an established UK Clearing House for the last 20 years and due to various developments within their organ...
Compliance VP
PSD Group
Salary: £60K-£70K
UK-London 01 Oct
My client are one of the largest investment managers globally and due to a restructure within their Compliance team, an excel...
Jobs: Compliance / Regulatory (31-60 of 318 Jobs)

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